Filed May 15, 2013 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $1,641,941 |
ANGELES INVESTMENT ADVISORS, LLC8+ years Service code 16 · EIN 95-4839031 | Consulting | $239,649 |
WINSTON & STRAWN LLP1 year Filed as: WINSTON & STRAWN, LLP Service code 29 · EIN 36-1975990 | Legal | $172,978 |
VASQUEZ & COMPANY LLP7 years Service code 10 · EIN 33-0700332 | Accounting | $87,150 |
MERCER4 years Service code 16 · EIN 36-2668272 | Consulting | $36,812 |
Service code 21 · EIN 04-2647786 | Bank Trustee | $10,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $160,467 | $90,672+77.0% | $125,401+28.0% | $89,433+79.4% |
| Participation rate | 94.9% | 72.3%+22.6pp | 82.4%+12.5pp | 71.3%+23.6pp |
| Annual return | -14.57% | -6.42%-8.1pp | 572.53%-587.1pp | -11.88%-2.7pp |
| Employer contribution / active EE | $2,628 | $3,032-13.3% | $4,816-45.4% | $3,021-13.0% |
| Participant deferral / active EE | $9,683 | $7,210+34.3% | $7,448+30.0% | $5,125+88.9% |
| Admin fee / account holder | $18 | $69-73.6% | $10,008-99.8% | $79-77.1% |