Filed February 14, 2025 (most recent of 5 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,741,835 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $174,627 |
NORTON ROSE FULBRIGHT4+ years Filed as: NORTON HEALTHCARE INC Service code 49 · EIN 61-1028725 | Other Services | $18,185 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,467 | $46,969+16.0% | $154,110-64.7% | $73,367-25.8% |
| Participation rate | 97.3% | 72.4%+24.9pp | 83.0%+14.3pp | 69.5%+27.8pp |
| Annual return | -4.81% | 821.68%-826.5pp | 735.22%-740.0pp | 173.45%-178.3pp |
| Employer contribution / active EE | $5,455 | $1,723+216.6% | $5,298+3.0% | $2,499+118.3% |
| Participant deferral / active EE | $4,793 | $3,162+51.6% | $5,081-5.7% | $4,033+18.8% |
| Admin fee / account holder | $108 | $47+131.8% | $13,412-99.2% | $68+57.9% |