Filed February 14, 2025 (most recent of 5 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $217,936 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $123,159 |
NORTON ROSE FULBRIGHT1+ years Filed as: NORTON HEALTHCARE INC Service code 49 · EIN 61-1028725 | Other Services | $29,866 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $24,598 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,267 | $46,516-11.3% | $147,618-72.0% | $69,651-40.8% |
| Participation rate | 95.3% | 65.8%+29.5pp | 84.6%+10.7pp | 66.6%+28.7pp |
| Annual return | -0.17% | 9.48%-9.6pp | 61.98%-62.1pp | 53.77%-53.9pp |
| Employer contribution / active EE | $2,882 | $1,393+106.8% | $5,564-48.2% | $2,241+28.6% |
| Participant deferral / active EE | $3,443 | $2,719+26.6% | $4,895-29.7% | $3,635-5.3% |
| Admin fee / account holder | $13 | $45-72.0% | $11,612-99.9% | $63-80.2% |