Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $166,373 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $722 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,100 | $95,776-71.7% | $162,185-83.3% | $77,775-65.2% |
| Participation rate | 97.1% | 88.6%+8.4pp | 87.6%+9.5pp | 73.2%+23.9pp |
| Annual return | 22.30% | 37.03%-14.7pp | 115.61%-93.3pp | 32.58%-10.3pp |
| Employer contribution / active EE | $1,700 | $3,874-56.1% | $5,613-69.7% | $2,504-32.1% |
| Participant deferral / active EE | $3,503 | $6,125-42.8% | $7,297-52.0% | $3,966-11.7% |
| Admin fee / account holder | $52 | $88-40.8% | $10,844-99.5% | $100-48.1% |