Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $2,068,922 |
DYNAMIC WEALTH ADVISORS6 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $105,209 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Float revenue; Other investment fees ... | $63,000 |
Service code 26 · EIN 84-3178156 | Advisory (Participants) | $60,892 |
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $54,469 |
Filed as: PENSIONMARK FINANCIAL GROUP LL Service code 26 · EIN 61-1758632 | Advisory (Participants) | $44,648 |
MORNINGSTAR5 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $33,445 |
CERITY PARTNERS2 years Filed as: CERITY PARTNERS LLC Service code 26 · EIN 27-1180831 | Advisory (Participants) | $32,783 |
DRIVEN INVESTMENTS LLC2 years Service code 26 · EIN 85-1639367 | Advisory (Participants) | $29,674 |
Service code 26 · EIN 46-4815069 | Advisory (Participants) | $25,938 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,659 | $152,104-16.1% | $184,260-30.7% | $106,553+19.8% |
| Participation rate | 98.5% | 85.9%+12.6pp | 86.8%+11.7pp | 69.8%+28.7pp |
| Annual return | 10.95% | 20.70%-9.8pp | 28.84%-17.9pp | 17.37%-6.4pp |
| Employer contribution / active EE | $5,621 | $5,326+5.5% | $6,427-12.6% | $3,359+67.4% |
| Participant deferral / active EE | $7,694 | $8,559-10.1% | $9,133-15.8% | $5,562+38.3% |
| Admin fee / account holder | $41 | $103-60.5% | $13,898-99.7% | $80-49.1% |