Filed March 3, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,616,106 |
DYNAMIC WEALTH ADVISORS7 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $91,243 |
Service code 26 · EIN 84-3178156 | Advisory (Participants) | $81,784 |
FISHER INVESTMENTS6 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $68,296 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $56,919 |
CERITY PARTNERS3 years Filed as: CERITY PARTNERS LLC Service code 26 · EIN 27-1180831 | Advisory (Participants) | $56,408 |
DRIVEN INVESTMENTS LLC3 years Service code 26 · EIN 85-1639367 | Advisory (Participants) | $46,684 |
Service code 26 · EIN 61-1758632 | Advisory (Participants) | $31,953 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $28,786 |
Filed as: SPECTRUM FINANCIAL ALLIANCE Service code 26 · EIN 52-2237781 | Advisory (Participants) | $28,358 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $155,418 | $142,480+9.1% | $197,124-21.2% | $142,480+9.1% |
| Participation rate | 97.5% | 76.2%+21.2pp | 86.7%+10.7pp | 76.2%+21.2pp |
| Annual return | 15.95% | 16.32%-0.4pp | 44.34%-28.4pp | 16.32%-0.4pp |
| Employer contribution / active EE | $6,183 | $3,867+59.9% | $6,227-0.7% | $3,867+59.9% |
| Participant deferral / active EE | $8,437 | $6,807+23.9% | $9,135-7.6% | $6,807+23.9% |
| Admin fee / account holder | $43 | $307-86.0% | $16,298-99.7% | $307-86.0% |