Filed January 19, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4+ years Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $19,879 |
Service code 10 1113 BETHEL ST · HOPKINSVILLE, KY 422402051 | Accounting | $6,950 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,033 |
REED SMITH LLP5+ years Filed as: REED & CO OF MAYFIELD PSC Service code 10 101 N 7TH ST STE 4 · MAYFIELD, KY 42066 | Accounting | $2,131 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,377 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,503 | $103,685+61.5% | $105,387+58.9% | $65,185+157.0% |
| Participation rate | 97.3% | 83.2%+14.1pp | 82.6%+14.7pp | 70.2%+27.1pp |
| Annual return | 18.77% | 23.88%-5.1pp | 26.82%-8.1pp | 29.38%-10.6pp |
| Employer contribution / active EE | $3,804 | $3,842-1.0% | $4,213-9.7% | $2,177+74.8% |
| Participant deferral / active EE | $7,148 | $5,634+26.9% | $5,502+29.9% | $3,514+103.4% |
| Admin fee / account holder | $289 | $399-27.6% | $6,559-95.6% | $847-65.9% |