| Provider | Service type | Compensation |
|---|---|---|
TAG RESOURCES, LLC2 years Filed as: TAG ADVISORS Service code 99 · EIN 42-1445429 | Other Fees | $15,556 |
Filed as: CAMBRIDGE INVESTMENT GROUP INC Service code 99 · EIN 39-1897480 | Other Fees | $13,043 |
Filed as: CAMBRIDGE INVESTMENT RESEARCH INC Service code 99 | Other Fees | $4,346 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,353 | $100,272-58.8% | $170,055-75.7% | $74,478-44.5% |
| Participation rate | 63.4% | 87.4%-24.0pp | 87.0%-23.6pp | 70.7%-7.4pp |
| Annual return | 49.48% | 66.12%-16.6pp | 53.43%-3.9pp | 34.37%+15.1pp |
| Employer contribution / active EE | $8,969 | $4,266+110.3% | $6,790+32.1% | $2,637+240.1% |
| Participant deferral / active EE | $11,403 | $7,147+59.5% | $10,410+9.5% | $4,530+151.7% |
| Admin fee / account holder | $401 | $235+70.9% | $12,828-96.9% | $347+15.5% |