Filed November 23, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES Service code 15 · EIN 59-1237041 | Recordkeeping | $25,655 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $24,438 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
TD AMERITRADE, INC.6+ years Service code 33 · EIN 82-0543156 | Securities brokerage; Distribution (1... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,667 | $52,293+148.0% | $178,503-27.4% | $73,412+76.6% |
| Participation rate | 59.9% | 65.3%-5.5pp | 81.9%-22.1pp | 72.2%-12.3pp |
| Annual return | 12.37% | 34.75%-22.4pp | 151.12%-138.7pp | 59.30%-46.9pp |
| Employer contribution / active EE | $2,087 | $1,736+20.2% | $5,011-58.3% | $2,234-6.6% |
| Participant deferral / active EE | $4,201 | $2,333+80.0% | $5,202-19.2% | $3,806+10.4% |
| Admin fee / account holder | $244 | $127+91.3% | $13,987-98.3% | $158+54.3% |