Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $353,944 |
Service code 27 · EIN 20-8874282 | Advisory (Plan) | $24,250 |
SB & COMPANY, LLC3 years Filed as: SB & CO LLC Service code 10 · EIN 20-2153727 | Accounting | $21,050 |
LINCOLN NATIONAL CORPORATION7+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $25 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,624 | $67,512+31.3% | $185,823-52.3% | $93,030-4.7% |
| Participation rate | 82.6% | 67.1%+15.4pp | 81.7%+0.9pp | 73.9%+8.7pp |
| Annual return | 11.93% | 21.04%-9.1pp | 122.05%-110.1pp | 158.70%-146.8pp |
| Employer contribution / active EE | $425 | $1,783-76.2% | $5,167-91.8% | $2,706-84.3% |
| Participant deferral / active EE | $5,980 | $3,035+97.0% | $5,568+7.4% | $4,562+31.1% |
| Admin fee / account holder | $91 | $318-71.2% | $16,237-99.4% | $152-39.7% |