Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Float... | $260,221 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, LLC Service code 27 · EIN 43-1270780 | Advisory (Plan) | $14,675 |
SB & COMPANY, LLC5 years Filed as: SB & CO LLC Service code 10 · EIN 20-2153727 | Accounting | $11,500 |
LINCOLN NATIONAL CORPORATION9+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $25 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,021 | $50,169+75.4% | $149,740-41.2% | $80,187+9.8% |
| Participation rate | 90.1% | 64.3%+25.8pp | 78.8%+11.3pp | 72.9%+17.2pp |
| Annual return | 37.55% | 29.82%+7.7pp | 134.51%-97.0pp | 40.40%-2.9pp |
| Employer contribution / active EE | $3,815 | $1,869+104.1% | $4,821-20.9% | $2,980+28.0% |
| Participant deferral / active EE | $6,147 | $3,194+92.4% | $5,683+8.2% | $5,016+22.5% |
| Admin fee / account holder | $56 | $153-63.5% | $13,222-99.6% | $145-61.5% |