Filed March 10, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $32,694 |
TRIAD ADVISORS INC4+ years Service code 55 5185 PEACHTREE PKWY #280 · NORCROSS, GA 300926541 | Other Commissions | $29,019 |
Filed as: FIRST HEARTLAND CAPITAL INC Service code 55 1839 LAKE SAINT LOUIS BLVD · SAINT LOUIS, MO 63367 | Other Commissions | $21,764 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS COMP Service code 55 PO BOX 771115 · CINCINNATI, OH 452771115 | Other Commissions | $9,673 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $4,500 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,464 | $62,267-10.9% | $110,238-49.7% | $55,725-0.5% |
| Participation rate | 89.4% | 78.1%+11.3pp | 79.8%+9.6pp | 70.9%+18.6pp |
| Annual return | -6.55% | -1.07%-5.5pp | 314.74%-321.3pp | 244.93%-251.5pp |
| Employer contribution / active EE | $1,177 | $1,941-39.4% | $3,826-69.3% | $2,078-43.4% |
| Participant deferral / active EE | $3,577 | $3,516+1.7% | $4,672-23.4% | $3,356+6.6% |
| Admin fee / account holder | $64 | $121-47.1% | $8,547-99.3% | $115-44.5% |