Filed November 25, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $13,632 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$10,119 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,783 | $52,293-10.5% | $178,490-73.8% | $73,409-36.3% |
| Participation rate | 55.2% | 65.3%-10.2pp | 81.9%-26.8pp | 72.2%-17.0pp |
| Annual return | 14.72% | 34.75%-20.0pp | 151.07%-136.4pp | 59.29%-44.6pp |
| Employer contribution / active EE | $1,232 | $1,735-29.0% | $5,011-75.4% | $2,234-44.8% |
| Participant deferral / active EE | $2,339 | $2,332+0.3% | $5,202-55.0% | $3,805-38.5% |
| Admin fee / account holder | $30 | $127-76.3% | $13,984-99.8% | $158-80.9% |