Filed October 5, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $37,226 |
COMMONWEALTH FINANCIAL NETWORK1+ years Service code 55 29 SAWYER RD · WALTHAM, MA 024533483 | Other Commissions | $17,516 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,254 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,438 | $88,324-44.0% | $115,038-57.0% | $55,191-10.4% |
| Participation rate | 56.9% | 72.5%-15.6pp | 81.4%-24.4pp | 69.2%-12.2pp |
| Annual return | -1.02% | 6.30%-7.3pp | 26.14%-27.2pp | 10.78%-11.8pp |
| Employer contribution / active EE | $639 | $2,805-77.2% | $4,608-86.1% | $1,899-66.3% |
| Participant deferral / active EE | $2,922 | $5,042-42.0% | $6,026-51.5% | $3,046-4.1% |
| Admin fee / account holder | $188 | $105+78.6% | $8,175-97.7% | $91+107.3% |