Filed June 8, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $102,340 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $100,924 |
CAROL ZMUDA PA2 years Filed as: CAROL ZMUDA P.A. Service code 10 · EIN 59-3200453 | Accounting | $15,000 |
AMERICAN CENTURY2 years Service code 52 · EIN 43-1677617 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-2817150 | Indirect Investment Fees | $0 |
DODGE & COX2 years Service code 52 · EIN 94-6067274 | Indirect Investment Fees | $0 |
NATIXIS FUNDS2 years Service code 52 · EIN 04-3219179 | Indirect Investment Fees | $0 |
NEUBERGER BERMAN2 years Service code 52 · EIN 13-6068441 | Indirect Investment Fees | $0 |
PGIM INVESTMENTS2 years Service code 52 · EIN 22-3468527 | Indirect Investment Fees | $0 |
VICTORY2 years Service code 52 · EIN 31-6364605 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,975 | $23,119-35.2% | $71,086-78.9% | $75,289-80.1% |
| Participation rate | 92.2% | 36.3%+55.9pp | 54.7%+37.6pp | 72.4%+19.8pp |
| Annual return | -5.34% | -3.32%-2.0pp | 650.59%-655.9pp | -0.04%-5.3pp |
| Employer contribution / active EE | $308 | $399-22.8% | $1,088-71.7% | $2,405-87.2% |
| Participant deferral / active EE | $1,713 | $960+78.4% | $1,874-8.6% | $3,739-54.2% |
| Admin fee / account holder | $25 | $89-71.6% | $3,082-99.2% | $102-75.2% |