Filed July 17, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $294,291 |
Filed as: BUKATY COMPANIES FINANCIAL SERVICES Service code 16 · EIN 43-1451524 | Consulting | $50,000 |
CAMBRIDGE INVESTMENT RESEARCH4+ years Service code 27 · EIN 04-8118846 | Advisory (Plan) | $26,473 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,225 | $75,289-74.5% | $75,826-74.6% | $75,289-74.5% |
| Participation rate | 96.9% | 72.4%+24.5pp | 68.2%+28.7pp | 72.4%+24.5pp |
| Annual return | -5.66% | -0.04%-5.6pp | 1914.15%-1919.8pp | -0.04%-5.6pp |
| Employer contribution / active EE | $1,093 | $2,405-54.5% | $1,913-42.9% | $2,405-54.5% |
| Participant deferral / active EE | $2,626 | $3,739-29.8% | $2,862-8.3% | $3,739-29.8% |
| Admin fee / account holder | $123 | $102+20.7% | $4,726-97.4% | $102+20.7% |