Filed July 17, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAMBRIDGE INVESTMENT RESEARCH1+ years Service code 27 1776 PLEASANT PLAIN RD · FAIRFIELD, IA 52556 | Advisory (Plan) | $213,309 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $200,591 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,842 | $59,188-69.9% | $63,412-71.9% | $59,188-69.9% |
| Participation rate | 97.1% | 69.4%+27.7pp | 67.1%+30.0pp | 69.4%+27.7pp |
| Annual return | -0.20% | 5.51%-5.7pp | 4.04%-4.2pp | 5.51%-5.7pp |
| Employer contribution / active EE | $487 | $2,098-76.8% | $1,814-73.2% | $2,098-76.8% |
| Participant deferral / active EE | $2,185 | $3,265-33.1% | $2,496-12.4% | $3,265-33.1% |
| Admin fee / account holder | $179 | $92+93.6% | $3,753-95.2% | $92+93.6% |