Filed September 9, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $202,819 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $54,249 |
CLIFTONLARSONALLEN LLP1 year Service code 50 · EIN 41-0746749 | Direct Payment | $8,250 |
Service code 10 · EIN 59-1166437 | Accounting | $7,900 |
AB FUNDS2 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BAIRD FUNDS2 years Service code 52 · EIN 39-6037917 | Indirect Investment Fees | $0 |
BLACKROCK2 years Service code 52 · EIN 22-3483675 | Indirect Investment Fees | $0 |
DIMENSIONAL FUND ADVISORS2 years Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
DWS FUNDS1 year Service code 52 · EIN 13-2661231 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,994 | $45,382-38.3% | $154,107-81.8% | $75,289-62.8% |
| Participation rate | 86.7% | 65.9%+20.8pp | 83.0%+3.6pp | 72.4%+14.2pp |
| Annual return | -2.53% | -0.47%-2.1pp | 735.12%-737.6pp | -0.04%-2.5pp |
| Employer contribution / active EE | $1,414 | $1,533-7.7% | $5,298-73.3% | $2,405-41.2% |
| Participant deferral / active EE | $1,966 | $2,384-17.5% | $5,081-61.3% | $3,739-47.4% |
| Admin fee / account holder | $232 | $89+159.8% | $13,411-98.3% | $102+126.8% |