Filed September 17, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $235,174 |
SECURIAN FINANCIAL SERVICES INC2+ years Filed as: SECURIAN FINANCIAL SERVICES, INC. Service code 16 400 ROBERT STREET NORTH · ST. PAUL, MN 55101 | Consulting | $29,312 |
CARROLL & COOK2+ years Filed as: CARROLL AND COOK CPAS Service code 10 · EIN 59-2206283 | Accounting | $16,350 |
MMA SECURITIES LLC2+ years Filed as: MMC SECURITIES Service code 16 · EIN 06-1685865 | Consulting | $5,750 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,202 | $37,213+59.1% | $156,551-62.2% | $63,975-7.5% |
| Participation rate | 49.4% | 65.0%-15.6pp | 84.0%-34.6pp | 71.1%-21.8pp |
| Annual return | 6.93% | 47.89%-41.0pp | 32.23%-25.3pp | 48.65%-41.7pp |
| Employer contribution / active EE | $702 | $1,357-48.3% | $5,501-87.2% | $2,182-67.8% |
| Participant deferral / active EE | $2,744 | $2,070+32.5% | $4,871-43.7% | $3,356-18.3% |
| Admin fee / account holder | $33 | $56-42.0% | $13,028-99.7% | $70-53.6% |