Filed September 17, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Recordke... | $259,943 |
SECURIAN FINANCIAL SERVICES INC3+ years Filed as: SECURIAN FINANCIAL SERVICES, INC. Service code 16 400 ROBERT STREET NORTH · ST. PAUL, MN 55101 | Consulting | $38,578 |
MMA SECURITIES LLC3+ years Filed as: MMC SECURITIES Service code 16 · EIN 06-1685865 | Consulting | $17,250 |
CARROLL & COOK3+ years Filed as: CARROLL AND COOK CPAS Service code 10 · EIN 59-2206283 | Accounting | $15,850 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,573 | $44,989+43.5% | $170,442-62.1% | $77,958-17.2% |
| Participation rate | 50.5% | 64.6%-14.1pp | 83.6%-33.1pp | 71.6%-21.2pp |
| Annual return | 13.07% | 19.61%-6.5pp | 205.93%-192.9pp | 20.87%-7.8pp |
| Employer contribution / active EE | $738 | $1,466-49.7% | $5,433-86.4% | $2,310-68.1% |
| Participant deferral / active EE | $2,882 | $2,208+30.5% | $4,939-41.7% | $3,537-18.5% |
| Admin fee / account holder | $175 | $69+153.2% | $13,880-98.7% | $97+79.3% |