Filed October 23, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $281,211 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,856 | $48,166+47.1% | $96,562-26.6% | $93,030-23.8% |
| Participation rate | 47.6% | 65.1%-17.5pp | 69.8%-22.2pp | 73.9%-26.3pp |
| Annual return | 12.95% | 21.31%-8.4pp | 37.78%-24.8pp | 158.70%-145.8pp |
| Employer contribution / active EE | $1,076 | $1,070+0.6% | $2,356-54.3% | $2,706-60.2% |
| Participant deferral / active EE | $2,897 | $2,576+12.5% | $3,849-24.7% | $4,562-36.5% |
| Admin fee / account holder | $247 | $110+124.2% | $6,181-96.0% | $152+63.0% |