Filed October 23, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $17,590 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,845 | $31,810+44.1% | $64,105-28.5% | $59,188-22.5% |
| Participation rate | 41.8% | 57.7%-15.9pp | 68.2%-26.3pp | 69.4%-27.6pp |
| Annual return | -1.16% | 9.41%-10.6pp | 791.24%-792.4pp | 5.51%-6.7pp |
| Employer contribution / active EE | $699 | $659+6.0% | $1,820-61.6% | $2,098-66.7% |
| Participant deferral / active EE | $1,733 | $1,582+9.5% | $2,822-38.6% | $3,265-46.9% |
| Admin fee / account holder | $18 | $57-67.6% | $4,499-99.6% | $92-80.0% |