Filed September 15, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $4,288 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,437 | $25,165+175.9% | $73,545-5.6% | $77,958-10.9% |
| Participation rate | 35.1% | 36.6%-1.5pp | 54.9%-19.9pp | 71.6%-36.6pp |
| Annual return | 37.89% | 18.12%+19.8pp | -15.16%+53.1pp | 20.87%+17.0pp |
| Employer contribution / active EE | $1,429 | $395+261.5% | $1,219+17.3% | $2,310-38.1% |
| Participant deferral / active EE | $2,196 | $898+144.6% | $1,806+21.6% | $3,537-37.9% |
| Admin fee / account holder | $2 | $76-97.9% | $2,320-99.9% | $97-98.4% |