Filed September 15, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $205,476 |
CHERRY BEKAERT LLP1 year Service code 10 PO BOX 25449 · RICHMOND, VA 23260 | Accounting | $16,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,395 | $22,291+103.7% | $69,182-34.4% | $63,975-29.0% |
| Participation rate | 27.9% | 35.3%-7.3pp | 55.1%-27.2pp | 71.1%-43.2pp |
| Annual return | 32.15% | 9.30%+22.8pp | -21.93%+54.1pp | 48.65%-16.5pp |
| Employer contribution / active EE | $980 | $325+201.3% | $1,206-18.7% | $2,182-55.1% |
| Participant deferral / active EE | $1,463 | $808+81.1% | $1,897-22.9% | $3,356-56.4% |
| Admin fee / account holder | $118 | $73+61.7% | $2,697-95.6% | $70+67.7% |