Filed September 15, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $71,025 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,021 | $21,965+68.5% | $59,496-37.8% | $59,188-37.5% |
| Participation rate | 24.2% | 32.6%-8.4pp | 54.6%-30.4pp | 69.4%-45.3pp |
| Annual return | -1.90% | 22.15%-24.0pp | 182.05%-183.9pp | 5.51%-7.4pp |
| Employer contribution / active EE | $725 | $316+129.3% | $1,153-37.1% | $2,098-65.4% |
| Participant deferral / active EE | $1,152 | $732+57.5% | $1,829-37.0% | $3,265-64.7% |
| Admin fee / account holder | $43 | $74-42.6% | $2,232-98.1% | $92-53.7% |