Filed January 23, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $74,044 |
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $46,348 |
Service code 13 · EIN 27-0293282 | Contract Administrator | $20,346 |
ASSURANCE DIMENSIONS8 years Service code 10 4920 WEST CYPRESS STREET · TAMPA, FL 33607 | Accounting | $8,000 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,534 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,320 | $89,123-50.3% | $102,460-56.7% | $77,762-43.0% |
| Participation rate | 93.3% | 80.9%+12.4pp | 76.5%+16.8pp | 70.6%+22.8pp |
| Annual return | 10.50% | 25.05%-14.5pp | 29.47%-19.0pp | 31.27%-20.8pp |
| Employer contribution / active EE | $1,273 | $2,700-52.9% | $3,025-57.9% | $2,728-53.3% |
| Participant deferral / active EE | $3,471 | $5,148-32.6% | $5,056-31.3% | $4,651-25.4% |
| Admin fee / account holder | $344 | $236+45.8% | $9,460-96.4% | $433-20.6% |