Retirement plan

ATLANTA WOMENS HEALTH GROUP, P.C. 401(K) RETIREMENT PLAN

Name: ATLANTA WOMENS HEALTH GROUP, P.C. - ATLANTA WOMENS HEALTH GROUP, P.C. 401(K) RETIREMENT PLAN (2017) Form 5500
Creator: ATLANTA WOMENS HEALTH GROUP, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ATLANTA WOMENS HEALTH GROUP, P.C. 401(K) RETIREMENT PLAN, ATLANTA WOMENS HEALTH GROUP, P.C.

ATLANTA WOMENS HEALTH GROUP, P.C.EIN 58-2422542Plan #001PY 2017

5780 PEACHTREE-DUNWOODY ROAD, SUITE 300 - ATLANTA, GA 30342404-303-1224LinkedIn1-10 employeesmedical practice

Prospect flagsFailed to transmit contributionsCorrective distributions

How to read this page

Total assets (EOY)

$70.4M

+32.9% from 2016

Total participants

724

+15.5% from 2016

Average account balance

$98,400

+15.2% from 2016

Annual return

27.00%

+14.99 pp from 2016

Benchmarks

See 3,813 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,813 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$143.88M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$133K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,084

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$12.22M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$17K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.50%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$124

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 9 by compensation

Provider	Service type	Compensation
NEWPORT GROUP, INC.2 years Service code 12 · EIN 27-2037969	Claims processing; Recordkeeping fees...	$118,649
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES Service code 27 600 NORTHPARK TOWN CENTER · ATLANTA, GA 30328	Advisory (Plan)	$64,310
NEWPORT GROUP, INC.2 years Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131	Custodial (securities); Trustee (bank...	$43,775
SUNTRUST BANKS, INC.3+ years Filed as: SUNTRUST Service code 27 P.O. BOX 4655 · ATLANTA, GA 30302	Advisory (Plan)	$31,912
TRIAD ADVISORS INC3+ years Filed as: TRIAD ADVISORS Service code 27 6111 PEACHTREE DUNWOODY DR · ATLANTA, GA 30328	Advisory (Plan)	$14,030
MORGAN STANLEY SMITH BARNEY3+ years Filed as: SMITH BARNEY Service code 27 5565 GLENRIDGE CONNECTOR · ATLANTA, GA 30342	Advisory (Plan)	$8,883
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS FARGO ADVISORS Service code 27 950 EAST PACES FERRY ROAD · ATLANTA, GA 30326	Advisory (Plan)	$7,458
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE Service code 27 3350 RIVERWOOD PARKWAY · ATLANTA, GA 30350	Advisory (Plan)	$6,939
CREATIVE PLANNING LLC3+ years Filed as: CREATIVE FINANCIAL GROUP, LTD Service code 27 1000 ABERNATHY ROAD, NE · ATLANTA, GA 30328	Advisory (Plan)	$6,759

Plan features & details

Pension benefit codes2A2E2F2G2J2R2S2T3D3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$182K

$316 / participant

Investment mgmt$163K89.6%
Contract admin$19K10.3%
Other / not subdivided$620.0%

% of EOY assets

0.258%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GIBISER & GIBISER, CPA, P.C.
Auditor EIN: 112637625
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$98,400

$46,173+113.1%

$170,436-42.3%

$69,631+41.3%

Participation rate

98.4%

63.9%+34.5pp

83.6%+14.8pp

70.7%+27.7pp

Annual return

27.00%

21.62%+5.4pp

205.94%-178.9pp

27571.02%-27544.0pp

Employer contribution / active EE

$7,231

$1,610+349.2%

$5,433+33.1%

$2,032+255.8%

Participant deferral / active EE

$5,263

$2,080+153.0%

$4,939+6.6%

$3,224+63.3%

Admin fee / account holder

$254

$116+119.0%

$13,880-98.2%

$110+130.0%

Provider

Service type

Compensation

NEWPORT GROUP, INC.2 years

Service code 12 · EIN 27-2037969

Claims processing; Recordkeeping fees...

$118,649

UBS FINANCIAL SERVICES INC3+ years

Filed as: UBS FINANCIAL SERVICES

Service code 27

600 NORTHPARK TOWN CENTER · ATLANTA, GA 30328

Advisory (Plan)

$64,310

NEWPORT GROUP, INC.2 years

Filed as: NEWPORT TRUST COMPANY

Service code 12 · EIN 27-4411131

Custodial (securities); Trustee (bank...

$43,775

SUNTRUST BANKS, INC.3+ years

Filed as: SUNTRUST

Service code 27

P.O. BOX 4655 · ATLANTA, GA 30302

Advisory (Plan)

$31,912

TRIAD ADVISORS INC3+ years

Filed as: TRIAD ADVISORS

Service code 27

6111 PEACHTREE DUNWOODY DR · ATLANTA, GA 30328

Advisory (Plan)

$14,030

MORGAN STANLEY SMITH BARNEY3+ years

Filed as: SMITH BARNEY

Service code 27

5565 GLENRIDGE CONNECTOR · ATLANTA, GA 30342

Advisory (Plan)

$8,883

WELLS FARGO BANK, N.A.3+ years

Filed as: WELLS FARGO ADVISORS

Service code 27

950 EAST PACES FERRY ROAD · ATLANTA, GA 30326

Advisory (Plan)

$7,458

TD AMERITRADE, INC.3+ years

Filed as: TD AMERITRADE

Service code 27

3350 RIVERWOOD PARKWAY · ATLANTA, GA 30350

Advisory (Plan)

$6,939

CREATIVE PLANNING LLC3+ years

Filed as: CREATIVE FINANCIAL GROUP, LTD

Service code 27

1000 ABERNATHY ROAD, NE · ATLANTA, GA 30328

Advisory (Plan)

$6,759

ATLANTA WOMENS HEALTH GROUP, P.C. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ATLANTA WOMENS HEALTH GROUP, P.C. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion