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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $83,059 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EASDT ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,730 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,583 | $78,419+53.8% | $133,971-10.0% | $73,412+64.3% |
| Participation rate | 79.6% | 78.6%+1.0pp | 79.8%-0.2pp | 72.2%+7.5pp |
| Annual return | 20.30% | 33.35%-13.0pp | 45.09%-24.8pp | 59.30%-39.0pp |
| Employer contribution / active EE | $4,699 | $2,044+130.0% | $3,919+19.9% | $2,234+110.4% |
| Participant deferral / active EE | $6,682 | $3,925+70.2% | $5,047+32.4% | $3,806+75.6% |
| Admin fee / account holder | $486 | $161+201.3% | $8,929-94.6% | $158+207.9% |