Retirement plan

PROFESSIONAL PROBATION SERVICES, INC. 401(K) PLAN

Name: PROFESSIONAL PROBATION SERVICES, INC. - PROFESSIONAL PROBATION SERVICES, INC. 401(K) PLAN (2017) Form 5500
Creator: PROFESSIONAL PROBATION SERVICES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PROFESSIONAL PROBATION SERVICES, INC. 401(K) PLAN, PROFESSIONAL PROBATION SERVICES, INC.

PROFESSIONAL PROBATION SERVICES, INC.EIN 58-2011227Plan #001PY 2017

1770 INDIAN TRAIL RD, SUITE 350 - NORCROSS, GA 30093678-218-4100professionalprobation.comLinkedIn51-200 employeeslaw enforcement

Prospect flagsLow participationLow assets / participantLow participant contributionCorrective distributions

How to read this page

Total assets (EOY)

$319K

+62.0% from 2016

Total participants

198

+65.0% from 2016

Average account balance

$6,640

+38.3% from 2016

Annual return

22.92%

+22.92 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.13M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$26K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

39.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$258K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$1K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.21%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$846

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
COUNTRY TRUST BANK2+ years Service code 15 1705 TOWANDA AVE · BLOOMINGTON, IL 61701	Recordkeeping	$4,439
AMERICAN FUNDS1 year Filed as: CAPITAL RESEARCH & MGMT COMPANY Service code 52 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071	Indirect Investment Fees	$0
DODGE & COX2+ years Service code 52 555 CALIFORNIA ST · SAN FRANCISCO, CA 94104	Indirect Investment Fees	$0
FEDERATED2+ years Filed as: FEDERATED INVESTORS, INC. Service code 52 1001 LIBERTY AVENUE · PITTSBURGH, PA 152223779	Indirect Investment Fees	$0
JP MORGAN INVESTMENT MANAGEMENT INC2+ years Service code 52 345 PARK AVENUE · NEW YORK, NY 10017	Indirect Investment Fees	$0
T ROWE PRICE RPS INC2+ years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 52 100 EAST PRATT STREET · BALTIMORE, MD 21202	Indirect Investment Fees	$0
THE VANGUARD GROUP, INC.2+ years Service code 52 PO BOX 2900 · MALVERN, PA 194822900	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

4 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$4K

$23 / participant

Investment mgmt$4K100.0%

% of EOY assets

1.393%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MCMULLAN & COMPANY, CPA'S
Auditor EIN: 581264232
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$6,640

$80,753-91.8%

$136,297-95.1%

$62,293-89.3%

Participation rate

21.5%

73.5%-52.1pp

81.9%-60.5pp

69.5%-48.0pp

Annual return

22.92%

35.83%-12.9pp

5156.19%-5133.3pp

28.90%-6.0pp

Employer contribution / active EE

$2,884-100.0%

$4,696-100.0%

$2,042-100.0%

Participant deferral / active EE

$471

$5,164-90.9%

$6,247-92.5%

$3,169-85.1%

Admin fee / account holder

$92

$525-82.4%

$9,244-99.0%

$479-80.7%

Provider

Service type

Compensation

COUNTRY TRUST BANK2+ years

Service code 15

1705 TOWANDA AVE · BLOOMINGTON, IL 61701

Recordkeeping

$4,439

AMERICAN FUNDS1 year

Filed as: CAPITAL RESEARCH & MGMT COMPANY

Service code 52

333 SOUTH HOPE STREET · LOS ANGELES, CA 90071

Indirect Investment Fees

DODGE & COX2+ years

Service code 52

555 CALIFORNIA ST · SAN FRANCISCO, CA 94104

Indirect Investment Fees

FEDERATED2+ years

Filed as: FEDERATED INVESTORS, INC.

Service code 52

1001 LIBERTY AVENUE · PITTSBURGH, PA 152223779

Indirect Investment Fees

JP MORGAN INVESTMENT MANAGEMENT INC2+ years

Service code 52

345 PARK AVENUE · NEW YORK, NY 10017

Indirect Investment Fees

T ROWE PRICE RPS INC2+ years

Filed as: T. ROWE PRICE ASSOCIATES, INC.

Service code 52

100 EAST PRATT STREET · BALTIMORE, MD 21202

Indirect Investment Fees

THE VANGUARD GROUP, INC.2+ years

Service code 52

PO BOX 2900 · MALVERN, PA 194822900

Indirect Investment Fees

PROFESSIONAL PROBATION SERVICES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PROFESSIONAL PROBATION SERVICES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion