Filed August 14, 2025
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $17,272 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 53 | Insurance Commissions | $9,508 |
SWERDLIN & COMPANY4+ years Service code 13 · EIN 58-1392124 | Contract Administrator | $9,344 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 53 · EIN 26-4310844 | Insurance Commissions | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,797 | $47,977-42.1% | $154,108-82.0% | $56,289-50.6% |
| Participation rate | 91.6% | 66.2%+25.4pp | 83.0%+8.6pp | 69.9%+21.8pp |
| Annual return | -5.43% | 3.54%-9.0pp | 735.21%-740.6pp | -9.96%+4.5pp |
| Employer contribution / active EE | $1,548 | $2,169-28.6% | $5,298-70.8% | $2,111-26.7% |
| Participant deferral / active EE | $3,741 | $2,392+56.4% | $5,081-26.4% | $3,350+11.7% |
| Admin fee / account holder | $273 | $438-37.6% | $13,411-98.0% | $521-47.5% |