Filed June 16, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $524,318 |
Filed as: FIDELITY INVESTMENTS INSTL OPS CO. Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $3,749 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO INC Service code 52 · EIN 94-1737782 | Indirect Investment Fees | $455 |
Filed as: THE PRUDENTIAL INS CO. OF AMERICA Service code 37 · EIN 22-1211670 | Loan Processing | $317 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $80 |
Filed as: CAMMACK LARHETTE BROKERAGE, INC Service code 16 40 WALL STREET · NEW YORK CITY, NY 10005 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,522 | $58,202+4.0% | $172,757-65.0% | $89,609-32.5% |
| Participation rate | 93.9% | 72.8%+21.1pp | 82.6%+11.2pp | 69.6%+24.3pp |
| Annual return | 26.66% | 61.59%-34.9pp | 803.06%-776.4pp | 33.65%-7.0pp |
| Employer contribution / active EE | $1,754 | $1,759-0.3% | $5,144-65.9% | $2,584-32.1% |
| Participant deferral / active EE | $4,466 | $3,335+33.9% | $5,198-14.1% | $4,222+5.8% |
| Admin fee / account holder | $30 | $53-42.2% | $13,956-99.8% | $72-57.6% |