Filed October 21, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $298,975 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 10 · EIN 26-0058143 | Accounting | $73,673 |
WINDHAM BRANNON5 years Service code 10 · EIN 58-1763439 | Accounting | $14,000 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,199 | $130,084-66.8% | $138,135-68.7% | $90,274-52.1% |
| Participation rate | 94.0% | 86.0%+8.0pp | 78.7%+15.3pp | 73.4%+20.7pp |
| Annual return | 14.48% | 14.63%-0.1pp | 20.51%-6.0pp | 53.97%-39.5pp |
| Employer contribution / active EE | $2,778 | $5,865-52.6% | $5,587-50.3% | $2,523+10.1% |
| Participant deferral / active EE | $4,858 | $7,099-31.6% | $6,431-24.5% | $4,231+14.8% |
| Admin fee / account holder | $91 | $187-51.5% | $11,856-99.2% | $114-20.6% |