Filed October 21, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 70 · EIN 26-0058143 | Consulting Fees | $71,840 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $60,895 |
WINDHAM BRANNON3+ years Service code 10 · EIN 58-1763439 | Accounting | $13,750 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,082 | $96,900-67.9% | $111,392-72.1% | $75,289-58.7% |
| Participation rate | 90.7% | 85.9%+4.8pp | 78.9%+11.8pp | 72.4%+18.3pp |
| Annual return | -4.88% | 1.66%-6.5pp | -2.06%-2.8pp | -0.04%-4.8pp |
| Employer contribution / active EE | $1,528 | $5,520-72.3% | $4,328-64.7% | $2,405-36.5% |
| Participant deferral / active EE | $3,998 | $6,494-38.4% | $5,567-28.2% | $3,739+6.9% |
| Admin fee / account holder | $29 | $105-72.1% | $12,266-99.8% | $102-71.4% |