Filed January 20, 2017
Total covered: 19 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,415 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $41,066 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,272 | $101,499+31.3% | $147,005-9.3% | $74,546+78.8% |
| Participation rate | 90.2% | 75.5%+14.6pp | 82.2%+8.0pp | 67.2%+23.0pp |
| Annual return | 10.82% | 8732.34%-8721.5pp | 418.76%-407.9pp | 1366.03%-1355.2pp |
| Employer contribution / active EE | $5,455 | $3,811+43.1% | $4,934+10.6% | $2,624+107.9% |
| Participant deferral / active EE | $9,630 | $7,304+31.8% | $8,070+19.3% | $4,347+121.5% |
| Admin fee / account holder | $211 | $1,748-87.9% | $13,006-98.4% | $1,944-89.2% |