Filed January 20, 2017
Total covered: 19 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,415 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $41,066 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,272 | $101,672+31.1% | $147,117-9.4% | $74,478+78.9% |
| Participation rate | 90.2% | 75.5%+14.6pp | 82.2%+8.0pp | 67.2%+22.9pp |
| Annual return | 10.82% | 8757.83%-8747.0pp | 420.54%-409.7pp | 1370.56%-1359.7pp |
| Employer contribution / active EE | $5,455 | $3,813+43.1% | $4,932+10.6% | $2,626+107.7% |
| Participant deferral / active EE | $9,630 | $7,305+31.8% | $8,065+19.4% | $4,350+121.4% |
| Admin fee / account holder | $211 | $1,753-88.0% | $12,993-98.4% | $1,946-89.2% |