Filed February 14, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $234,061 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $84 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,912 | $95,274+41.6% | $135,903-0.7% | $74,419+81.3% |
| Participation rate | 97.3% | 78.2%+19.2pp | 81.9%+15.4pp | 70.7%+26.6pp |
| Annual return | 16.15% | 32.77%-16.6pp | 68.23%-52.1pp | 34.38%-18.2pp |
| Employer contribution / active EE | $9,880 | $3,874+155.0% | $4,856+103.5% | $2,637+274.6% |
| Participant deferral / active EE | $7,609 | $7,782-2.2% | $7,758-1.9% | $4,528+68.0% |
| Admin fee / account holder | $332 | $266+24.8% | $10,762-96.9% | $348-4.5% |