Filed February 14, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $119,922 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $1,277 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,961 | $155,795-42.3% | $136,294-34.0% | $69,631+29.2% |
| Participation rate | 97.8% | 75.2%+22.6pp | 81.9%+15.9pp | 70.7%+27.2pp |
| Annual return | 14.21% | 232464.33%-232450.1pp | 5155.94%-5141.7pp | 27571.02%-27556.8pp |
| Employer contribution / active EE | $6,880 | $2,991+130.0% | $4,695+46.5% | $2,032+238.5% |
| Participant deferral / active EE | $5,169 | $5,394-4.2% | $6,247-17.3% | $3,224+60.4% |
| Admin fee / account holder | $235 | $128+83.0% | $9,243-97.5% | $110+112.5% |