Filed January 21, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRIAD ADVISORS INC3+ years Filed as: TRIAD ADVISORS, INC. Service code 55 5185 PEACHTREE PKWY STE 280 · NORCROSS, GA 300926541 | Other Commissions | $36,937 |
Filed as: GREAT-WEST LIFE & ANNUITY CO Service code 64 8515 EAST ORCHARD RAOD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $13,075 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD RAOD · GREENWOOD VILLAGE, GA 80111 | Investment Management | $8,206 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $578 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,850 | $38,833+72.1% | $78,778-15.1% | $77,958-14.2% |
| Participation rate | 31.3% | 60.9%-29.6pp | 69.2%-37.9pp | 71.6%-40.3pp |
| Annual return | 13.35% | 20.31%-7.0pp | 35.62%-22.3pp | 20.87%-7.5pp |
| Employer contribution / active EE | $257 | $840-69.4% | $1,986-87.1% | $2,310-88.9% |
| Participant deferral / active EE | $851 | $1,776-52.1% | $2,958-71.2% | $3,537-75.9% |
| Admin fee / account holder | $33 | $89-63.1% | $5,134-99.4% | $97-66.3% |