Filed January 21, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRIAD ADVISORS INC2+ years Filed as: TRIAD ADVISORS, INC. Service code 55 5185 PEACHTREE PKWY STE 280 · NORCROSS, GA 300926541 | Other Commissions | $31,867 |
Filed as: GREAT-WEST LIFE & ANNUITY CO Service code 64 8515 EAST ORCHARD RAOD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,362 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD RAOD · GREENWOOD VILLAGE, GA 80111 | Investment Management | $4,447 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $729 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,375 | $33,232+66.6% | $71,796-22.9% | $63,975-13.4% |
| Participation rate | 33.2% | 60.1%-26.9pp | 69.1%-35.9pp | 71.1%-37.9pp |
| Annual return | 5.86% | 11.99%-6.1pp | 78.04%-72.2pp | 48.65%-42.8pp |
| Employer contribution / active EE | $285 | $723-60.6% | $1,924-85.2% | $2,182-87.0% |
| Participant deferral / active EE | $925 | $1,604-42.3% | $2,794-66.9% | $3,356-72.4% |
| Admin fee / account holder | $23 | $63-63.4% | $4,815-99.5% | $70-67.0% |