Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 27 · EIN 58-1091383 | Advisory (Plan) | $46,582 |
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS C Service code 15 · EIN 13-3689044 | Recordkeeping | $27,359 |
RETIREMENT STRATEGIES, INC.4+ years Service code 15 · EIN 58-2380163 | Recordkeeping | $25,657 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,507 | $62,267-31.7% | $110,243-61.4% | $55,725-23.7% |
| Participation rate | 65.9% | 78.1%-12.2pp | 79.8%-13.9pp | 70.9%-5.0pp |
| Annual return | -6.05% | -1.07%-5.0pp | 314.76%-320.8pp | 244.93%-251.0pp |
| Employer contribution / active EE | $1,379 | $1,941-29.0% | $3,827-64.0% | $2,078-33.7% |
| Participant deferral / active EE | $3,885 | $3,516+10.5% | $4,672-16.9% | $3,356+15.8% |
| Admin fee / account holder | $331 | $121+173.9% | $8,548-96.1% | $115+187.5% |