Filed January 4, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MILLENNIUM MANAGEMENT LLC1+ years Service code 52 · EIN 13-3804139 | Indirect Investment Fees | $3,631,772 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS CAPITAL MGMT INC Service code 28 · EIN 95-3692822 | Investment Management | $1,985,997 |
BAILLIE GIFFORD OVERSEAS LTD1+ years Service code 28 · EIN 22-3438530 | Investment Management | $1,670,967 |
LSV ASSET MANAGEMENT1+ years Service code 28 · EIN 23-2772200 | Investment Management | $1,458,665 |
ALLIANZ GLOBAL INVESTORS1+ years Service code 28 2100 ROSS AVENUE SUITE 700 · DALLAS, TX 75201 | Investment Management | $1,337,114 |
TIMES SQUARE CAPITAL MANAGEMENT1+ years Filed as: TIMESSQUARE CAPITAL MANAGEMENT Service code 28 · EIN 20-1665304 | Investment Management | $895,287 |
LOOMIS SAYLES1+ years Filed as: LOOMIS SAYLES & COMPANY Service code 50 · EIN 04-3200030 | Direct Payment | $786,772 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: JP MORGAN INVEST. MANAGEMENT, INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $684,630 |
Service code 27 · EIN 75-2403190 | Advisory (Plan) | $574,684 |
Filed as: SOUTHEASTERN ASSET MANAGEMENT, INC. Service code 28 · EIN 62-0951781 | Investment Management | $536,314 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $186,087-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 37.8%-37.8pp | 9.2%-9.2pp |
| Annual return | -0.87% | -0.08%-0.8pp | -2.13%+1.3pp | -0.08%-0.8pp |
| Employer contribution / active EE | $6,773 | $7,991-15.2% | $34,127-80.2% | $7,991-15.2% |
| Participant deferral / active EE | $0 | $325-100.0% | $131-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $941-100.0% | $275-100.0% |