| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $286,656 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $40,852 |
Filed as: GALLAGHER BENEFIT SERVICES INC DBA Service code 27 1100 SUPERIOR AVE STE 1700 · CLEVELAND, OH 44114 | Advisory (Plan) | $32,000 |
RSM US LLP1+ years Service code 10 5155 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Accounting | $31,470 |
SIMPLYCONNECT CONSULTING, LLC1+ years Service code 99 4206 BOULDER DR · PARKER, TX 75002 | Other Fees | $21,403 |
KESTRA INVESTMENT SERVICES LLC1+ years Service code 27 1250 CAPITAL OF TEXAS HWY S · AUSTIN, TX 78746 | Advisory (Plan) | $4,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,099 | $329,111-93.6% | $69,779-69.8% | $329,111-93.6% |
| Participation rate | 41.5% | 67.9%-26.3pp | 71.8%-30.3pp | 67.9%-26.3pp |
| Annual return | 8.51% | 16.35%-7.8pp | 12.99%-4.5pp | 16.35%-7.8pp |
| Employer contribution / active EE | $320 | $2,303-86.1% | $2,338-86.3% | $2,303-86.1% |
| Participant deferral / active EE | $794 | $3,682-78.4% | $2,931-72.9% | $3,682-78.4% |
| Admin fee / account holder | $26 | $754-96.6% | $4,381-99.4% | $754-96.6% |