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| Provider | Service type | Compensation |
|---|---|---|
RETIREMENT STRATEGIES, INC.3 years Service code 15 · EIN 58-2380163 | Recordkeeping | $67,536 |
Filed as: TRANSAMERICA FINANCIAL LIFE INS Service code 15 · EIN 36-6071399 | Recordkeeping | $24,406 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 26-4310632 | Insurance Broker | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,574 | $34,242-66.2% | $76,518-84.9% | $75,289-84.6% |
| Participation rate | 86.1% | 43.9%+42.2pp | 68.0%+18.1pp | 72.4%+13.7pp |
| Annual return | -4.76% | -0.98%-3.8pp | -0.27%-4.5pp | -0.04%-4.7pp |
| Employer contribution / active EE | $344 | $975-64.7% | $2,647-87.0% | $2,405-85.7% |
| Participant deferral / active EE | $1,836 | $1,872-2.0% | $3,836-52.1% | $3,739-50.9% |
| Admin fee / account holder | $58 | $112-48.1% | $4,849-98.8% | $102-43.2% |