See peer percentile detail. $4.99 for your first month.
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| Provider | Service type | Compensation |
|---|---|---|
CAPITAL DIRECTIONS, LLC4+ years Filed as: CAPITAL DIRECTIONS LLC Service code 26 · EIN 58-2592093 | Advisory (Participants) | $251,946 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $81,333 |
Service code 26 · EIN 20-4318359 | Advisory (Participants) | $14,618 |
BRIGHTWORTH LLC4+ years Service code 26 · EIN 58-2296041 | Advisory (Participants) | $11,156 |
SIGNATUREFD LLC1 year Service code 26 · EIN 58-2323085 | Advisory (Participants) | $10,653 |
RENE J NEYREY1 year Service code 26 · EIN 43-6089088 | Advisory (Participants) | $6,484 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $3,270 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $344,354 | $75,388+356.8% | $123,544+178.7% | $55,725+518.0% |
| Participation rate | 96.2% | 75.7%+20.6pp | 82.3%+13.9pp | 70.9%+25.4pp |
| Annual return | -6.64% | 4.48%-11.1pp | 119.20%-125.8pp | 244.93%-251.6pp |
| Employer contribution / active EE | $13,051 | $3,063+326.1% | $4,628+182.0% | $2,078+528.0% |
| Participant deferral / active EE | $8,651 | $5,651+53.1% | $6,426+34.6% | $3,356+157.8% |
| Admin fee / account holder | $1,086 | $120+806.6% | $9,284-88.3% | $115+842.6% |