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| Provider | Service type | Compensation |
|---|---|---|
ROCKEFELLER FINANCIAL LLC4 years Filed as: ROCKEFELLER CAPITAL MANAGEMENT INS Service code 27 · EIN 82-4926179 | Advisory (Plan) | $51,035 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $42,200 |
Service code 15 · EIN 83-4452620 | Recordkeeping | $3,300 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,586 | $84,493+29.7% | $125,381-12.6% | $66,938+63.7% |
| Participation rate | 93.9% | 76.4%+17.5pp | 82.4%+11.5pp | 69.8%+24.1pp |
| Annual return | -16.24% | -8.49%-7.7pp | 572.31%-588.5pp | 1.58%-17.8pp |
| Employer contribution / active EE | $1,999 | $3,554-43.8% | $4,815-58.5% | $2,545-21.5% |
| Participant deferral / active EE | $8,531 | $6,783+25.8% | $7,448+14.6% | $4,238+101.3% |
| Admin fee / account holder | $351 | $685-48.8% | $10,007-96.5% | $594-40.9% |