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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCKEFELLER CAPITAL MANAGEMENT INS Service code 27 · EIN 82-4926179 | Advisory (Plan) | $4,135,771 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $23,948 |
RETIREMENT STRATEGIES, INC.5+ years Filed as: RETIREMENT STRATEGIES INC Service code 17 | Pension Consulting | $7,771 |
Filed as: MERRILL LYNCH LIFE AGENCY Service code 22 · EIN 13-2808480 | Insurance Broker | $4,564 |
ASCENSUS LLC1 year Filed as: ASCENSUS, LLC Service code 15 · EIN 82-3719843 | Recordkeeping | $3,409 |
Filed as: MERRILL LYNCH PIERCE FENNER SMITH I Service code 22 | Insurance Broker | $3,167 |
RETIREMENT STRATEGIES, INC.4 years Service code 17 · EIN 58-2380163 | Pension Consulting | $1,175 |
Filed as: MASS MUTUAL LIFE INSURANCE COMPANY Service code 15 · EIN 04-1590850 | Recordkeeping | $904 |
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 22 · EIN 13-5674085 | Insurance Broker | $0 |
RELIANCE TRUST COMPANY1 year Service code 25 · EIN 58-1428634 | Directed Trustee | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $202,033 | $89,652+125.4% | $141,191+43.1% | $65,185+209.9% |
| Participation rate | 83.7% | 74.7%+9.0pp | 82.5%+1.2pp | 70.2%+13.5pp |
| Annual return | 18.97% | 32.79%-13.8pp | 71.41%-52.4pp | 29.38%-10.4pp |
| Employer contribution / active EE | $2,479 | $3,065-19.1% | $4,736-47.7% | $2,177+13.9% |
| Participant deferral / active EE | $10,503 | $5,691+84.5% | $6,710+56.5% | $3,514+198.9% |
| Admin fee / account holder | $442 | $569-22.2% | $10,264-95.7% | $847-47.8% |