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| Provider | Service type | Compensation |
|---|---|---|
ROCKEFELLER FINANCIAL LLC6 years Filed as: ROCKEFELLER CAPITAL MANAGEMENT INS Service code 27 · EIN 82-4926179 | Advisory (Plan) | $77,864 |
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS, Service code 15 · EIN 13-3689044 | Recordkeeping | $60,071 |
Service code 15 · EIN 83-4452620 | Recordkeeping | $4,756 |
Filed as: TRANSAMERICA TRUST COMPANY Service code 21 · EIN 42-0947998 | Bank Trustee | $167 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,009 | $106,264+21.4% | $147,117-12.3% | $77,762+65.9% |
| Participation rate | 93.6% | 78.4%+15.2pp | 82.2%+11.5pp | 70.6%+23.1pp |
| Annual return | 15.53% | 56.94%-41.4pp | 420.54%-405.0pp | 31.27%-15.7pp |
| Employer contribution / active EE | $2,150 | $4,074-47.2% | $4,932-56.4% | $2,728-21.2% |
| Participant deferral / active EE | $9,343 | $8,003+16.7% | $8,065+15.8% | $4,651+100.9% |
| Admin fee / account holder | $433 | $334+29.5% | $12,993-96.7% | $4330% |