Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $147,861 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,915 | $127,218-69.4% | $392,568-90.1% | $77,787-50.0% |
| Participation rate | 89.9% | 82.0%+7.9pp | 78.1%+11.8pp | 73.2%+16.7pp |
| Annual return | 37.99% | 25.27%+12.7pp | 24.42%+13.6pp | 32.57%+5.4pp |
| Employer contribution / active EE | $1,025 | $3,064-66.5% | $3,783-72.9% | $2,504-59.1% |
| Participant deferral / active EE | $2,660 | $4,820-44.8% | $5,985-55.6% | $3,967-33.0% |
| Admin fee / account holder | $76 | $89-14.1% | $6,260-98.8% | $100-23.6% |