Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $130,349 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $268 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,080 | $118,101-63.5% | $106,387-59.5% | $75,289-42.8% |
| Participation rate | 85.4% | 81.4%+4.0pp | 77.5%+8.0pp | 72.4%+13.0pp |
| Annual return | -4.88% | -2.42%-2.5pp | 0.25%-5.1pp | -0.04%-4.8pp |
| Employer contribution / active EE | $1,222 | $2,880-57.6% | $3,520-65.3% | $2,405-49.2% |
| Participant deferral / active EE | $3,084 | $4,681-34.1% | $5,421-43.1% | $3,739-17.5% |
| Admin fee / account holder | $103 | $85+22.3% | $7,510-98.6% | $102+1.1% |