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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL INSURANCE CO. Service code 28 · EIN 22-1211670 | Investment Management | $74,106 |
Filed as: FIDELITY INV. INSTITUTIONAL OP. CO. Service code 60 · EIN 04-2647786 | Sub-TA Fees | $62,408 |
Filed as: PRUDENTIAL TRUST CO. Service code 28 · EIN 23-6994310 | Investment Management | $57,997 |
STRATEGIC ADVISORS, INC.6+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $45,093 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $344,235 | $100,801+241.5% | $149,751+129.9% | $73,415+368.9% |
| Participation rate | 100.0% | 77.7%+22.3pp | 82.5%+17.5pp | 72.2%+27.8pp |
| Annual return | 16.19% | 265.34%-249.1pp | 276.71%-260.5pp | 59.30%-43.1pp |
| Employer contribution / active EE | $6,909 | $3,312+108.6% | $4,646+48.7% | $2,234+209.3% |
| Participant deferral / active EE | $15,369 | $6,404+140.0% | $6,843+124.6% | $3,806+303.8% |
| Admin fee / account holder | $110 | $181-39.1% | $9,312-98.8% | $158-30.3% |