Filed June 1, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $36,606 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $13,508 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,802 | $47,648+90.6% | $130,648-30.5% | $67,579+34.4% |
| Participation rate | 95.4% | 60.4%+35.0pp | 71.7%+23.7pp | 71.3%+24.1pp |
| Annual return | 22.80% | 25.73%-2.9pp | 1708.96%-1686.2pp | 378.56%-355.8pp |
| Employer contribution / active EE | $2,700 | $1,408+91.8% | $4,092-34.0% | $2,148+25.7% |
| Participant deferral / active EE | $4,755 | $2,616+81.7% | $3,603+32.0% | $3,539+34.3% |
| Admin fee / account holder | $37 | $105-65.1% | $5,464-99.3% | $142-74.2% |