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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,023 |
Filed as: COMMONWEALTH EQUITY SERVICES LLC Service code 27 29 SAWYER RD · WALTHAM, MA 02453 | Advisory (Plan) | $18,616 |
ASCENSUS LLC1 year Filed as: ASCENSUS HLDGS INC DBA FUTUREPLAN Service code 13 | Contract Administrator | $6,205 |
ASCENSUS LLC1 year Filed as: ASCENSUS HLDGS INC. DBA FUTUREPLAN Service code 13 200 DRYDEN ROAD · DRESHER, PA 19025 | Contract Administrator | $5,223 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,320 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,488 | $54,573+67.6% | $90,970+0.6% | $73,497+24.5% |
| Participation rate | 46.5% | 61.2%-14.7pp | 69.0%-22.6pp | 70.7%-24.2pp |
| Annual return | 14.67% | 16.69%-2.0pp | 134.60%-119.9pp | 28.51%-13.8pp |
| Employer contribution / active EE | $1,424 | $991+43.6% | $2,122-32.9% | $2,270-37.3% |
| Participant deferral / active EE | $2,629 | $2,517+4.5% | $3,373-22.0% | $3,740-29.7% |
| Admin fee / account holder | $570 | $521+9.3% | $5,961-90.4% | $513+11.1% |